General History of Civilization in Europe
Rescript of the Emperors Honorius and Theodosius the Younger, addressed, in the year 418, to the Prefect of the Gauls, r
19th Century François Guizot English“Honorius and Theodosius, Augusti, to Agricoli, Prefect of the Gauls.
“In consequence of the very salutary representation which your Magnificence has made to us, as well as upon other information obviously advantageous to the republic, we decree, in order that they may have the force of a perpetual law, that the following regulations should be made, and that obedience should be paid to them by the inhabitants of our seven provinces, and which are such as they themselves should wish for and require. Seeing that from motives, both of public and private utility, responsible persons of special deputies should be sent, not only by each province, but by each city, to your Magnificence, not only to render up accounts, but also to treat of such matters as concern the interest of landed proprietors, we have judged that it would be both convenient and highly advantageous to have annually, at a fixed period, and to date from the present year, an assembly for the inhabitants of the seven provinces held in the Metropolis, that is to say, in the city of Arles. By this institution our desire is to provide both for public and private interests. First, by the union of the most influential inhabitants in the presence of their illustrious Prefect (unless he should be absent from causes affecting public order), and by their deliberations, upon every subject brought before them, the best possible advice will be obtained. Nothing which shall have been treated of and determined upon, after a mature discussion, shall be kept from the knowledge of the rest of the provinces; and such as have not assisted at the assembly shall be bound to follow the same rules of justice and equity. Furthermore, by ordaining that an assembly should be held every year in the city of Constantine, we believe that we are doing not only what will be advantageous to the public welfare, but what will also multiply its social relations. Indeed, this city is so favorably situated, foreigners resort to it in such large numbers, and it possesses so extensive a commerce, that all the varied productions and manufactures of the rest of the world are to be seen within it. All that the opulent East, the perfumed Arabia, the delicate Assyria, the fertile Africa, the beautiful Spain, and the courageous Gaul, produce worthy of note, abound here in such profusion, that all things admired as magnificent in the different parts of the world seem the productions of its own climate. Further, the union of the Rhone and the Tuscan sea so facilitate intercourse, that the countries which the former traverses, and the latter waters in its winding course, are made almost neighbors. Thus, as the whole earth yields up its most esteemed productions for the service of this city, as the particular commodities of each country are transported to it by land, by sea, by rivers, by ships, by rafts, by wagons, how can our Gaul fail of seeing the great benefit we confer upon it by convoking a public assembly to be held in this city, upon which, by a special gift, as it were, of Divine Providence, has been showered all the enjoyments of life, and all the facilities for commerce?
“The illustrious Prefect Petronius did, some time ago, with a praiseworthy and enlightened view, ordain that this custom should be observed; but as its practice was interrupted by the troubles of the times and the reign of usurpers, we have resolved to put it again in force, by the prudent exercise of our authority. Thus, then, dear and well-beloved cousin Agricoli, your Magnificence, conforming to our present ordinance and the custom established by your predecessors, will cause the following regulations to be observed in the provinces:—
“It will be necessary to make known unto all persons honored with public functions or proprietors of domains, and to all the judges of provinces, that they must attend in council every year in the city of Arles, between the Ides of August and September, the days of convocation and of session to be fixed at pleasure.
“Novempopulana and the second Aquitaine, being the most distant provinces, shall have the power, according to custom, to send, if their judges should be detained by indispensable duties, deputies in their stead.
“Such persons as neglect to attend at the place appointed, and within the prescribed period, shall pay a fine: viz., judges, five pounds of gold; members of the curiæ and other dignitaries, three pounds.
“By this measure we conceive we are granting great advantages and favor to the inhabitants of our provinces. We have also the certainty of adding to the welfare of the city of Arles, to the fidelity of which, according to our father and countryman, we owe so much.
“Given the 15th of the calends of May; received at Arles the 10th of the calends of June.”
Notwithstanding this call, the provinces and cities refused the proffered boon; nobody would name deputies, none would go to Arles. This centralization, this unity, was opposed to the primitive nature of this society. The spirit of locality, and of municipality, everywhere reappeared; the impossibility of reconstructing a general society, of building up the whole into one general state, became evident. The cities, confining themselves to the affairs of their own corporations, shut themselves up within their own walls, and the empire fell, because none would belong to the empire; because citizens wished but to belong to their city. Thus the Roman empire, at its fall, was resolved into the elements of which it had been composed, and the preponderance of municipal rule and government was again everywhere visible. The Roman world had been formed of cities, and to cities again it returned.
This municipal system was the bequest of the ancient Roman civilization to modern Europe. It had no doubt become feeble, irregular, and very inferior to what it had been at an earlier period; but it was the only living principle, the only one that retained any form, the only one that survived the general destruction of the Roman world.
When I say the only one, I mistake. There was another phenomenon, another idea, which likewise outlived it. I mean the remembrance of the empire, and the title of the emperor,—the idea of imperial majesty, and of absolute power attached to the name of emperor. It must be observed, then, that the two elements which passed from the Roman civilization into ours were, first, the system of municipal corporations, its habits, its regulations, its principle of liberty—a general civil legislation, common to all; secondly, the idea of absolute power;—the principle of order and the principle of servitude.
Meanwhile, within the very heart of Roman society, there had grown up another society of a very different nature, founded upon different principles, animated by different sentiments, and which has brought into European civilization elements of a widely different character: I speak of the Christian church. I say the Christian church, and not Christianity, between which a broad distinction is to be made. At the end of the fourth century, and the beginning of the fifth, Christianity was no longer a simple belief, it was an institution—it had formed itself into a corporate body. It had its government, a body of priests; a settled ecclesiastical polity for the regulation of their different functions; revenues; independent means of influence. It had the rallying points suitable to a great society, in its provincial, national, and general councils, in which were wont to be debated in common the affairs of society. In a word, the Christian religion, at this epoch, was no longer merely a religion, it was a church.
Had it not been a church, it is hard to say what would have been its fate in the general convulsion which attended the overthrow of the Roman empire. Looking only to worldly means, putting out of the question the aids and superintending power of Divine Providence, and considering only the natural effects of natural causes, it would be difficult to say how Christianity, if it had continued what it was at first, a mere belief, an individual conviction, could have withstood the shock occasioned by the dissolution of the Roman empire and the invasion of the barbarians. At a later period, when it had even become an institution, an established Church, it fell in Asia and the north of Africa, upon an invasion of a like kind—that of the Mohammedans; and circumstances seem to point out that it was still more likely such would have been its fate at the fall of the Roman empire. At this time there existed none of those means by which in the present day moral influences become established or rejected without the aid of institutions; none of those means by which an abstract truth now makes way, gains an authority over mankind, governs their actions, and directs their movements. Nothing of this kind existed in the fourth century; nothing which could give to simple ideas, to personal opinions, so much weight and power. Hence I think it may be assumed, that only a society firmly established, under a powerful government and rules of discipline, could hope to bear up amid such disasters—could hope to weather so violent a storm. I think, then, humanly speaking, that it is not too much to aver, that in the fourth and fifth centuries it was the Christian church that saved Christianity; that it was the Christian church, with its institutions, its magistrates, its authority—the Christian church, which struggled so vigorously to prevent the interior dissolution of the empire, which struggled against the barbarian, and which, in fact, overcame the barbarian,—it was this Church, I say, that became the great connecting link—the principle of civilization between the Roman and the barbarian world. It is the state of the Church, then, rather than religion strictly understood,—rather than that pure and simple faith of the Gospel which all true believers must regard as its highest triumph,—that we must look at in the fifth century, in order to discover what influence Christianity had from this time upon modern civilization, and what are the elements it has introduced into it.
Let us see what at this epoch the Christian church really was.
If we look, still in an entirely worldly point of view—if we look at the changes which Christianity underwent from its first rise to the fifth century—if we examine it (still, I repeat, not in a religious, but solely in a political sense), we shall find that it passed through three essentially different states.
In its infancy, in its very babyhood, Christian society presents itself before us as a simple association of men possessing the same faith and opinions, the same sentiments and feelings. The first Christians met to enjoy together their common emotions, their common religious convictions. At this time we find no settled form of doctrine, no settled rules of discipline, no body of magistrates.
Still, it is perfectly obvious, that no society, however young, however feebly held together, or whatever its nature, can exist without some moral power which animates and guides it; and thus, in the various Christian congregations, there were men who preached, who taught, who morally governed the congregation. Still there was no settled magistrate, no discipline; a simple association of believers in a common faith, with common sentiments and feelings, was the first condition of Christian society.
But the moment this society began to advance, and almost at its birth, for we find traces of them in its earliest documents, there gradually became moulded a form of doctrine, rules of discipline, a body of magistrates: of magistrates called πρεσβύτεροι, or elders who afterwards became priests; of ἐπίσκοποι, inspectors or overseers, who became bishops; and of διάκονοι, or deacons, whose office was the care of the poor and the distribution of alms.
It is almost impossible to determine the precise functions of these magistrates; the line of demarcation was probably very vague and wavering; yet here was the embryo of institutions. Still, however, there was one prevailing character in this second epoch: it was that the power, the authority, the preponderating influence, still remained in the hands of the general body of believers. It was they who decided in the election of magistrates, as well as in the adoption of rules of discipline and doctrine. No separation had as yet taken place between the Christian government and the Christian people; neither as yet existed apart from, or independently of, the other, and it was still the great body of Christian believers who exercised the principal influence in the society.
In the third period all this was entirely changed. The clergy were separated from the people, and now formed a distinct body, with its own wealth, its own jurisdiction, its own constitution; in a word, it had its own government, and formed a complete society of itself,—a society, too, provided with all the means of existence, independently of the society to which it applied itself, and over which it extended its influence. This was the third state of the Christian church, and in this state it existed at the opening of the fifth century. The government was not yet completely separated from the people; for no such government as yet existed, and less so in religious matters than in any other; but, as respects the relation between the clergy and Christians in general it was the clergy who governed, and governed almost without control.
But, besides the influence which the clergy derived from their spiritual functions, they possessed considerable power over society, from their having become chief magistrates in the city corporations. We have already seen, that, strictly speaking, nothing had descended from the Roman empire, except its municipal system. Now it had fallen out that by the vexations of despotism, and the ruin of the cities, the curiales, or officers of the corporations, had sunk into insignificance and inanity; while the bishops and the great body of the clergy, full of vigor and zeal, were naturally prepared to guide and watch over them. It is not fair to accuse the clergy of usurpation in this matter, for it fell out according to the common course of events: the clergy alone possessed moral strength and activity, and the clergy everywhere succeeded to power—such is the common law of the universe.
The change which had taken place in this respect shows itself in every part of the legislation of the Roman emperors at this period. In opening the Theodosian and Justinian codes, we find innumerable enactments, which place the management of the municipal affairs in the hands of the clergy and bishops. I shall cite a few.
Cod. Just., lib. i, tit. iv, De Episcopali audientia, § 26.—With regard to the yearly affairs of the cities (whether as respects the ordinary city revenues, the funds arising from the city estates, from legacies or particular gifts, or from any other source; whether as respects the management of the public works, of the magazines of provisions, of the aqueducts; of the maintenance of the public baths, the city gates, of the building of walls or towers, the repairing of bridges and roads, or of any lawsuit in which the city may be engaged on account of public or private interests), we ordain as follows:—The right reverend bishop, and three men of good report, from among the chiefs of the city, shall assemble together; every year they shall examine the works done; they shall take care that those who conduct, or have conducted them, measure them correctly, give a true account of them, and cause it to be seen that they have fulfilled their contracts whether in the care of the public monuments, in the moneys expended in provisions and the public baths, of all that is expended for the repairs of the roads, aqueducts, and all other matters.
Ibid., § 30.—With respect to the guardianship of youth, of the first and second age, and of all those to whom the law gives curators, if their fortune is not more than 5,000 aurei, we ordain that the nomination of the president of the province should not be waited for, on account of the great expense it would occasion, especially if the president should not reside in the city in which it becomes necessary to provide for the guardianship. The nomination of the curators or tutors shall, in this case, be made by the magistrate of the city . . . in concert with the right reverend bishop and other persons invested with public authority, if more than one should reside in the city.
Ibid., lib. i, tit. v, De Defensoribus, § 8.—We desire the defenders of cities, well instructed in the holy mysteries of the orthodox faith, should be chosen and instituted into their office by the reverend bishops, the clerks, notables, proprietors, and the curiales. With regard to their installation, it must be committed to the glorious power of the prefects of the prætorium, in order that their authority should have all the stability and weight which the letters of admission granted by his Magnificence are likely to give.
I could cite numerous other laws to the same effect, and in all of them you would see this one fact very strikingly prevail: namely, that between the Roman municipal system, and that of the free cities of the middle ages, there intervened an ecclesiastical municipal system; the preponderance of the clergy in the management of the affairs of the city corporations succeeded to that of the ancient Roman municipal magistrates, and paved the way for the organization of our modern free communities.
It will at once be seen what an amazing accession of power the Christian church gained by these means, not only in its own peculiar circle, by its increased influence on the body of Christians, but also by the part which it took in temporal matters. And it is from this period we should date its powerful co-operation in the advance of modern civilization, and the extensive influence it has had upon its character. Let us briefly run over the advantages which it introduced into it.
And, first, it was of immense advantage to European civilization that a moral influence, a moral power—a power resting entirely upon moral convictions, upon moral opinions and sentiments—should have established itself in society, just at this period, when it seemed upon the point of being crushed by the overwhelming physical force which had taken possession of it. Had not the Christian church at this time existed, the whole world must have fallen a prey to mere brute force. The Christian church alone possessed a moral power; it maintained and promulgated the idea of a precept, of a law superior to all human authority; it proclaimed that great truth which forms the only foundation of our hope for humanity: namely, that there exists a law above all human law, which, by whatever name it may be called, whether reason, the law of God, or what not, is, in all times and in all places, the same law under different names.
Finally, the Church commenced an undertaking of great importance to society—I mean the separation of temporal and spiritual authority. This separation is the only true source of liberty of conscience; it was based upon no other principle than that which serves as the groundwork for the strictest and most extensive liberty of conscience. The separation of temporal and spiritual power rests solely upon the idea that physical, that brute force, has no right or authority over the mind, over convictions, over truth. It flows from the distinction established between the world of thought and the world of action, between our inward and intellectual nature and the outward world around us. So that, however paradoxical it may seem, that very principle of liberty of conscience for which Europe has so long struggled, so much suffered, which has only so lately prevailed, and that, in many instances, against the will of the clergy,—that very principle was acted upon under the name of a separation of the temporal and spiritual power, in the infancy of European civilization. It was, moreover, the Christian church itself, driven to assert it by the circumstances in which it was placed, as a means of defence against barbarism, that introduced and maintained it.
The establishment, then, of a moral influence, the maintenance of this divine law, and the separation of temporal and spiritual power, may be enumerated as the great benefits which the Christian church extended to European society in the fifth century.
Unfortunately, all its influences, even at this period, were not equally beneficial. Already, even before the close of the fifth century, we discover some of those vicious principles which have had so baneful an effect on the advancement of our civilization. There already prevailed in the bosom of the Church a desire to separate the governing and the governed. The attempt was thus early made to render the government entirely independent of the people under its authority—to take possession of their mind and life, without the conviction of their reason or the consent of their will. The Church, moreover, endeavored with all her might to establish the principle of theocracy, to usurp temporal authority, to obtain universal dominion. And when she failed in this, when she found she could not obtain absolute power for herself, she did what was almost as bad: to obtain a share of it, she leagued herself with temporal rulers, and enforced, with all her might, their claim to absolute power at the expense of the liberty of the subject.
Such, then, I think, were the principal elements of civilization which Europe derived, in the fifth century, from the Church and from the Roman empire. Such was the state of the Roman world when the barbarians came to make it their prey; and we have now only to study the barbarians themselves, in order to be acquainted with the elements which were united and mixed together in the cradle of our civilization.
It must be here understood that we have nothing to do with the history of the barbarians. It is enough for our purpose to know, that with the exception of a few Slavonian tribes, such as the Alans, they were all of the same German origin; and that they were all in pretty nearly the same state of civilization. It is true that some little difference might exist in this respect, accordingly as these nations had more or less intercourse with the Roman world; and there is no doubt but the Goths had made a greater progress, and had become more refined than the Franks; but in a general point of view, and with regard to the matter before us, these little differences are of no consequence whatever.
A general notion of the state of society among the barbarians, such, at least, as will enable us to judge of what they have contributed towards modern civilization, is all that we require. This information, small as it may appear, it is now almost impossible to obtain. Respecting the municipal system of the Romans and the state of the Church we may form a tolerably accurate idea. Their influence has lasted to the present times; we have vestiges of them in many of our institutions, and possess a thousand means of becoming acquainted with them; but the manners and social state of the barbarians have completely perished, and we are driven to conjecture what they were, either from a very few ancient historical remains, or by an effort of the imagination.
There is one sentiment, one in particular, which it is necessary to understand before we can form a true picture of a barbarian; it is the pleasure of personal independence—the pleasure of enjoying, in full force and liberty, all his powers in the various ups and downs of fortune; the foundness for activity without labor; for a life of enterprise and adventure. Such was the prevailing character and disposition of the barbarians; such were the moral wants which put these immense masses of men into motion. It is extremely difficult for us, in the regulated society in which we move, to form anything like a correct idea of this feeling, and of the influence which it exercised upon the rude barbarians of the fourth and fifth centuries. There is, however, a history of the Norman conquest of England, written by M. Thierry, in which the character and disposition of the barbarian are depicted with much life and vigor. In this admirable work, the motives, the inclinations and impulses that stir men into action in a state of life bordering on the savage, have been felt and described in a truly masterly manner. There is nowhere else to be found so correct a likeness of what a barbarian was, or of his course of life. Something of the same kind, but, in my opinion, much inferior, is found in the novels of Mr. Cooper, in which he depicts the manners of the savages of America. In these scenes, in the sentiments and social relations which these savages hold in the midst of their forests, there is unquestionably something which, to a certain point, calls up before us the manners of the ancient Germans. No doubt these pictures are a little imaginative, a little poetical; the worst features in the life and manners of the barbarians are not given in all their naked coarseness. I allude not merely to the evils which these manners forced into the social condition, but to the inward individual condition of the barbarian himself. There is in this passionate desire for personal independence something of a grosser, more material character than we should suppose from the work of M. Thierry—a degree of brutality, of headstrong passion, of apathy, which we do not discover in his details. Still, notwithstanding this alloy of brutal and stupid selfishness, there is, if we look more profoundly into the matter, something of a noble and moral character, in this taste for independence, which seems to derive its power from our moral nature. It is the pleasure of feeling one’s self a man; the sentiment of personality; of human spontaneity in its unrestricted development.
It was the rude barbarians of Germany who introduced this sentiment of personal independence, this love of individual liberty, into European civilization; it was unknown among the Romans, it was unknown in the Christian church, it was unknown in nearly all the civilizations of antiquity. The liberty which we meet with in ancient civilizations is political liberty; it is the liberty of the citizen. It was not about his personal liberty that man troubled himself, it was about his liberty as a citizen. He formed part of an association, and to this alone he was devoted. The case was the same in the Christian church. Among its members a devoted attachment to the Christian body, a devotedness to its laws, and an earnest zeal for the extension of its empire, were everywhere conspicuous; the spirit of Christianity wrought a change in the moral character of man, opposed to this principle of independence; for under its influence his mind struggled to extinguish its own liberty, and to deliver itself up entirely to the dictates of his faith. But the feeling of personal independence, a fondness for genuine liberty displaying itself without regard to consequences, and with scarcely any other aim than its own satisfaction—this feeling, I repeat, was unknown to the Romans and to the Christians. We are indebted for it to the barbarians, who introduced it into European civilization, in which, from its first rise, it has played so considerable a part, and has produced such lasting and beneficial results, that it must be regarded as one of its fundamental principles, and could not be passed without notice.
There is another, a second element of civilization, which we likewise inherit from the barbarians alone: I mean military patronage, the tie which became formed between individuals, between warriors, and which, without destroying the liberty of any, without even destroying in the commencement the equality up to a certain point which existed between them, laid the foundation of a graduated subordination, and was the origin of that aristocratical organization which, at a later period, grew into the feudal system. The germ of this connection was the attachment of man to man; the fidelity which united individuals, without apparent necessity, without any obligation arising from the general principles of society. In none of the ancient republics do you see any example of individuals particularly and freely attached to other individuals. They were all attached to the city. Among the barbarians this tie was formed between man and man; first by the relationship of companion and chief, when they came in bands to overrun Europe; and at a later period, by the relationship of sovereign and vassal. This second principle, which has had so vast an influence in the civilization of modern Europe—this devotedness of man to man—came to us entirely from our German ancestors; it formed part of their social system, and was adopted into ours.
Let me now ask if I was not fully justified in stating, as I did at the outset, that modern civilization, even in its infancy, was diversified, agitated, and confused? Is it not true that we find at the fall of the Roman empire nearly all the elements which are met within in the progressive career of our civilization? We have found at this epoch three societies all different; first, municipal society, the last remains of the Roman empire; secondly, Christian society; and lastly, barbarian society. We find these societies very differently organized; founded upon principles totally opposite; inspiring men with sentiments altogether different. We find the love of the most absolute independence by the side of the most devoted submission; military patronage by the side of ecclesiastical domination; spiritual power and temporal power everywhere together; the canons of the Church, the learned legislation of the Romans, the almost unwritten customs of the barbarians; everywhere a mixture or rather coexistence of nations, of languages, of social situations, of manners, of ideas, of impressions, the most diversified. These, I think, afford a sufficient proof of the truth of the general character which I have endeavored to picture of our civilization.
There is no denying that we owe to this confusion, this diversity, this tossing and jostling of elements, the slow progress of Europe, the storms by which she has been buffeted, the miseries to which ofttimes she has been a prey. But however dear these have cost us, we must not regard them with unmingled regret. In nations, as well as in individuals, the good fortune to have all the faculties called into action, so as to ensure a full and free development of the various powers both of mind and body, is an advantage not too dearly paid for by the labor and pain with which it is attended. What we might call the hard fortune of European civilization—the trouble, the toil it has undergone—the violence it has suffered in its course—have been of infinitely more service to the progress of humanity than that tranquil, smooth simplicity, in which other civilizations have run their course. I shall now halt. In the rude sketch which I have drawn, I trust you will recognize the general features of the world such as it appeared upon the fall of the Roman empire, as well as the various elements which conspired and mingled together to give birth to European civilization. Henceforward these will move and act under our notice. We shall next put these in motion, and see how they work together. In the next lecture I shall endeavor to show what they became and what they performed in the epoch which is called the Barbarous Period; that is to say, the period during which the chaos of invasion continued.